Ch. 2: Wave Diffraction & The Reciprocal Lattice (continued) Chapter Topics 1.Wave Diffraction by Crystals 2.Bragg Law 3.Scattered Wave Amplitude 4.Reciprocal Lattice 5.Brillouin Zones 6.Fourier Analysis of the Basis Diffraction of Waves by Crystalline Solids We know that a crystal is a periodic structure with unit cells that are repeated regularly.

Crystal Structure Information can be obtained by understanding the diffraction patterns of waves (of appropriate wavelengths) interacting with the solid. Analysis of such diffraction patterns is the main topic of this chapter. Diffraction of Waves by Crystalline Solids Crystal Structure Information can be obtained by understanding the diffraction patterns of waves interacting with the solid. Analysis of such diffraction patterns is the main topic of this chapter. It is common to study crystal structures using X-rays, Neutrons & Electrons. The general principles are the same for each type of wave.

The results of crystal diffraction depend on the crystal structure and on the wavelength. At optical wavelengths such as 5,000 , the superposition of waves scattered elastically by the individual atoms of a crystal results in ordinary optical refraction. When the wavelength of the radiation is comparable to or smaller than the lattice constant, diffracted beams occur in directions quite different from the direction of the incident radiation. Wavelength vs Energy Quantum Mechanics Result The energy & momentum of a particle with

De Broglie Wavelength are E = (hc/) & p = (h/ ) (h = Plancks constant) Diffraction from crystal planes requires that be of the same order of magnitude as the distance d between planes: d a few ngstroms So must also be in that range. Wavelength vs Energy For a particle with De Broglie Wavelength : E = (hc/) & p = (h/ )

(h = Plancks constant) Diffraction requires to be of same order of magnitude as distance d between planes: d a few ngstroms So must also be in that range. This gives Photons: E keV Neutrons: E 0.01 eV, Electrons: E 100 eV Typical X-Ray Experiment & Data X-Ray Diffraction Resultsfor Powdered Si (Relative Intensities are due to the 2 Atom Basis.)

Monochromator The Crystal Structure can be found by studying the Diffraction Pattern of a beam of radiation incident on the crystal. Beam diffraction takes place only in certain specific directions, much as light is diffracted by a grating. By measuring the directions of the diffraction and the corresponding intensities, information about the Crystal Structure responsible for the diffraction can be obtained. X-Ray Diffraction of Crystals W.H. & W.L. Bragg (father &

son!) were the first to develop a simple explanation of the X-Ray diffracted beams from a crystal. The Bragg derivation is simple but it is convincing, since only it reproduces the result that agrees with observations. X-Ray Diffraction & The Bragg Equation English physicists Sir W.H. Bragg & his son W.L. Bragg developed a theory in 1913 to explain why the cleavage faces of crystals appear to reflect X-rays ONLY at certain angles of incidence .

This is an example of X-Ray Diffraction X-Ray Diffraction & The Bragg Equation In 1915, the father & son were awarded the Nobel prize in physics For their services in the analysis of crystal structure by means of X-Rays". Sir William H. Bragg (1862-1942) Sir William L. Bragg (1890-1971)

The younger Bragg was fighting in WWI when he received the Nobel Prize! Crystal Structure Determination A Crystal behaves as a 3-D Diffraction Grating for X-Rays In a diffraction experiment, the spacing of lines on the grating can be found from the separation of the diffraction maxima. Also, information about the structure of the lines on the grating can be obtained by measuring the relative intensities of different orders. Crystal Structure Determination

A Crystal behaves as a 3-D Diffraction Grating for X-Rays Similarly, measurement of the separation of the X-Ray diffraction maxima from a crystal enables the determination of the unit cell size. Also, from the intensities of diffracted beams, information can be obtained about the arrangement of atoms within the cell. X-Ray Crystallography For X-Rays, the wavelength is typically a few ngstroms, which is comparable to the interatomic spacing (distances between atoms or ions) in crystals.

So, for crystal structure determination, the X-Rays have to be of energy: E x ray hc hc 3 h 12.3x10 eV 10 1x10 m Bragg Law Consider crystals as made up of parallel planes of

atoms. Incident waves are reflected specularly from parallel planes of atoms in the crystal, with each plane reflecting only a very small fraction of the radiation, like a lightly silvered mirror. In mirrorlike reflection, the angle of incidence is equal to the angle of reflection. Diffraction Condition The diffracted beams are found to have maximum intensity when the Reflections from Planes of Atoms Interfere Constructively. Assume elastic scattering, so the X-Ray energy isnt changed on reflection. So, when X-Rays strike a crystal, we want the condition

for constructive interference between reflected rays from different planes. That is, we want the condition for the reflected X-rays to be in-phase with one another so that they that add together constructively. Reflections from Planes of Atoms Interfere Constructively. We want the condition for the reflected X-rays to be in-phase with one another so that they that add together constructively. 2

Incident Angle Reflected angle X-ray Wavelength Total Diffracted Angle 2 Bragg Law The two X-Ray beams travel different distances. The difference in the distances traveled is related to the distance between the adjacent layers. See Figure. Connecting the two beams with perpendicular lines shows the difference in the distance traveled between top & bottom beams.

Bragg Law See Figure. The length DE is the same as EF, so the total distance traveled by the bottom wave is expressed by: Constructive interference of the radiation from successive planes occurs when the path difference is an integral number of wavelengths. Note that line CE = d = distance between the 2 layers l EF d sin DE d sin Giving: DE EF 2d sin n 2d sin

This is called the Bragg Law Bragg Law (Bragg Equation) 2d sin n d = Spacing of the Planes, n = Order of Diffraction. Because sin 1, Bragg reflection can only occur for wavelengths satisfying: n 2d This is why visible light cant be used. No diffraction occurs when this condition is not satisfied. The diffracted beams (reflections) from any set of lattice planes can only occur at particular

angles predicted by Braggs Law. Now, a similar, but slightly different treatment: See Figure: Consider X-Rays incident at angle on one of the lattice planes. Look at the Scattering of these X-Rays from Adjacent Lattice Points There will be Constructive Interference of the waves scattered from the two successive lattice points A & B in the plane if the distances AC and DB are equal. D C 2

A B So, look at the conditions for Constructive Interference of waves scattered from the same plane. If the scattered wave makes the same angle with the plane as the incident wave (see figure on previous slide): The diffracted wave will look as if it was reflected from the plane. It is common to consider Scattering from Lattice Points Rather than Atoms because it is the basis of atoms associated with each

lattice point that is the true repeat unit of the crystal. The lattice point is an analogue of the line on an optical diffraction grating. The basis represents the structure of the line. Diffraction Maxima Coherent scattering from a single plane is not sufficient to obtain a diffraction maximum. It is also necessary That Successive Planes also Scatter in Phase. This will be the case if the path difference for scattering off of two adjacent planes is an integral number of wavelengths. That is, if 2d sin n Additional Notes on Bragg Reflections

Although the reflection from each plane is specular, Only for certain values of will the reflections from all planes add up in phase to give a strong reflected beam. Each plane reflects only 10-3 to 10-5 of the incident radiation, i.e. it is not a perfect reflector. So, 103 to 105 planes contribute to the formation of the Bragg-reflected beam in a perfect crystal. The composition of the basis determines the relative intensity of the various orders of diffraction. Scattered Wave Amplitude Reciprocal Lattice Vectors Now, consider X-Ray Scattering from crystals & analyze the

Amplitude of the Scattered Waves. The electronic number density n(r) in the crystal is a periodic function in space: n(r) = n(r +T) with period T equal to a Direct Lattice Translation Vector: T = n1a1 + n2a2 + n3a3 The electronic number density n(r) in the crystal is periodic in space: n(r) = n(r +T), with T equal to a Direct Lattice Translation Vector: T = n1a1 + n2a2 + n3a3 So, n(r) can be expressed as a (spatial) Fourier series expansion. So, for a one-dimensional model

crystal, n(x) can be represented as n( x) n0 C p cos(2px / a ) S p sin(2px / a ) n p ei 2px / a l p 0 where the ps are integers & the Fourier coefficient of the number density can be written:

a p n p 1a dxn( x)e i 2px / a 0 In 3 Dimensions, the Fourier coefficient of the number density has the form: n(r ) nG e iG r a nG V1 dVn(r )e iG r c

G 0 (1) The vectors G are called Reciprocal Lattice Vectors As we said, the electronic density n(r) is required to be invariant (periodic) under lattice translations: n(r) = n(r +T) (2) That is, it must satisfy:

n(r T) nG eiG(r T) nG eiG r eiGT n(r ) when eiGT 1 G G (3) Only The Set of Reciprocal Lattice Vectors G that satisfy both (1) & (3) (previous slide) lead to an electronic number density n(r) that is invariant under lattice translations. Its not too hard to show that the set of Gs that meet this requirement are of the form G v1b1 v2b 2 v3b3 where 1, 2 & 3 are integers & the bis are vectors which are defined on the next page.

G v1b1 v2b 2 v3b3 1, 2 & 3 are integers & the bis are vectors which are defined as: bi 2 a j a k ai a j a k , i x, y, z bi a j 2ij The ajs are the primitive lattice vectors for the

crystal structure. It also can be shown that The Set of Reciprocal Lattice Vectors G is a Bravais Lattice! The Diffraction Condition (Braggs Law) in the Reciprocal Lattice An X-Ray diffraction pattern of the lattice Can be interpreted as a map of the reciprocal lattice of the crystal. This statement is consistent with the following theorem: The Set of Reciprocal Lattice Vectors G determines the possible X-ray reflections.

An X-Ray diffraction pattern of the lattice Can be interpreted as a map of the reciprocal lattice of the crystal. In other words The Set of Reciprocal Lattice Vectors G determines the possible X-ray reflections. Wavevector Representation The scattered wave of X-ray Scattering: k k amplitude is: r w { {

d F dVn(r )ei (k k')r dVn(r )e ik r k k When G = k (wavevector), then F = V nG. Now, look at this condition for elastic scattering (specular reflection): 2 G k k' k 2k G G 0

This result is called The Laue Condition. Its not too difficult to show that it is 100% equivalent to The Bragg Law! The Laue Condition is:. G k k' k 2k G G 2 0 This is 100% equivalent to The Bragg Law! The result that k = G can also be expressed

to give the relations that are called The Laue Relations or the Laue Equations. These are obtained by taking the dot product of both k & G with a1, a2 & a3. The Laue Equations are: k ai 2vi , i 1,2,3 The Laue Condition: G k k' k 2k G G 2 0 100% equivalent to The Bragg Law! The Laue Equations: k ai 2vi , i 1,2,3 By changing , X-Ray diffraction

can be used to map all k 2 k G Reciprocal Lattice Vectors This method of finding Reciprocal Lattice Vectors is called The Ewald Construction Brillouin Zones & Reciprocal Lattices for the SC, BCC & FCC Lattices

Brillouin Zones The First Brillouin Zone (BZ) is defined as the WignerSeitz primitive cell in the reciprocal lattice. It gives a geometric interpretation, in the reciprocal lattice, of the diffraction condition. The Brillouin construction exhibits all wavevectors k that can be Bragg reflected by the crystal. The constructions divide the reciprocal space into fragments, out of which The First Brillouin Zone is of the greatest importance. Reciprocal Lattices for the SC, FCC & BCC Lattices

Direct Lattice Reciprocal Lattice Volume SC FCC BCC a1 ax a 2 ay a az 3 b1 2 / a x b 2 2 / a y

b 2 / a z 3 a1 1 a x y 2 1 a 2 2 a y z a 1 a z x 3 2 b1 2 x y z a 2 x y z b

2 a b 2 x y z 3 a 2 2 / a 3 a1 1 a x y z 2 1 a x y z a 2 2 a 1 a x y z 3 2 b1 2 y z

a 2 x z b 2 a b 2 x y 3 a 4 2 / a 3 2 / a 3 Brillouin Zones: Square Lattice First 4 Brillouin Zones: Square Lattice

All Brillouin Zones: Square Lattice?? First Brillouin Zone: BCC Lattice First Brillouin Zone: FCC Lattice Reciprocal Lattice for Aluminium Fourier Analysis of a Basis Structure Factor & Atomic Form Factor. Earlier, we said that the scattering amplitude for a unit cell has the form: F dVn(r)e iGr NSG cell The quantity SG is called The Structure Factor. It is defined as an integral over a single unit cell. If the electron density is

written as a superposition of the electron densities in the cell, taking into account the # of atoms in the basis, it has the form: s n(r ) n j (r r j ) j 1 where s is the # of atoms in the unit cell. Using this, The Structure Factor has the form: s SG dVn j (r r j )e iG r j 1 cell s e

iG r j j 1 dVn j ()e cell iG s e j 1 iG r j

fj The quantity fj is called The Atomic Form Factor. Now specifying G and rj as G v1b1 v2b 2 v3b3 and r j x j a1 y j a 2 z j a3 gives: s SG f j e 2 i x j v1 y j v2 z j v3 j 1 Note that SG can be complex, because the scattering

intensity involves the magnitude squared of SG. If (& only if!) the electron density of the atom is spherically-symmetric, the atomic form factor fj can be written: f j 4 n j (r )r 2 sin Gr dr Gr 0 This means that when the electronic density has the form

n(r) = Zg(r), then fj = CZ (C = constant, Z = atomic charge,) That is, in this case, fj is the ratio of radiation amplitude scattered by the electron distribution to that scattered by a localized electron. Examples of Structure Factor Calculations BCC lattice In a BCC lattice, there are 2 atoms per cubic unit cell located at (000) & ( ). The structure factor is then: SG 1 e i v1 v2 v3

f This structure factor has its Maximum, SG = 2f when the sum of the indices is even. That is when: 1+ 2+ 3 = 2n (n = integer) This structure factor Vanishes, SG = 0 when the sum of the indices is odd. That is when: 1+ 2+ 3 = 2n + 1 (n = integer) Examples of Structure Factor Calculations FCC lattice For a FCC lattice, there 4 atoms per cubic unit cell

located at (000), (0), ( 0) & (0). The structure factor is then: SG 1 e i v1 v2 e i v1 v3 e i v2 v3

f This structure factor has its Maximum, SG = 4f when all indices 1, 2, 3 are even or odd, This structure factor Vanishes, SG = 0 when the indices are partially even & partially odd. To summarize, in a FCC lattice, no reflections occur when the indices are partially even and partially odd. Observed & Calculated Atomic Form Factor for Aluminium From Ch. 1: Lattice Planes & Miller Indices A Lattice Plane is any plane containing at least three non-colinear Bravais lattice points. Generally, a lattice plane is described by giving a

vector normal to that plane, & there happens to be reciprocal lattice vectors normal to any lattice plane. Choose the the shortest such reciprocal lattice vector to arrive at the Miller indices of the plane. Thus a plane with Miller indices h, k, l, is normal to the reciprocal lattice vector hb1 + kb2 + lb3. Review of Miller Indices Continued Imagine representing a crystal structure on a grid (lattice) which is a 3D array of points (lattice points). Now, imagine dividing the grid into sets of planes in different orientations: Review of Miller Indices Continued Recall That All planes in a set are identical.

The perpendicular distance between pairs of adjacent planes is the d-spacing. Miller Indices define the orientation of the plane within the unit cell. The Miller Indices define a set of planes parallel to one another: (002) planes are parallel to (001) planes, and so on. So, in analyzing crystal diffraction results, the lattice planes are labeled with their Miller Indices (hkl) for their identification. Labelling the Reflection Planes Label reflections with the Miller indices of the planes. A beam corresponding to a diffraction order of n >1 could be identified by a statement such as

The nth-order reflections from the (hkl) planes or a (nh nk nl) reflection. p Example A 3rd order reflection from the (111) plane is a (333) reflection nth Order Diffraction Off of (hkl) Planes Rewrite the Bragg Law in the form: d 2 sin n

l This makes the nth order diffraction off of (hkl) planes of spacing d look like the 1st order diffraction off planes of spacing (d/n). Planes of this reduced spacing would have Miller indices (nh nk nl). X-Ray Structure Analysis of NaCl & KCl General Prncples of X-Ray Structure Analyss Applied to Find the Crystal Structures of NaCl & KCl

The Braggs measured the intensity of specular reflection from cleaved faces of NaCl & KCl crystals. They found 6 values of for which a sharp peak in intensity occurred, corresponding to 3 characteristic wavelengths (K,L and M X-Rays) in 1st & 2nd order (n = 1 & n = 2 in the Bragg Law) By repeating the experiment with a different crystal face they could use the Bragg Equation to find, for example, the ratio of (100) & (111) plane spacings, information that confirmed the cubic symmetry of the atomic arrangement. Details of the Structure Details of the crystal structure were then found. They also discovered some surprising differences between the diffraction patterns for NaCl and KCl.

A Major Difference was the absence of (111) reflections in KCl compared to weak but detectable (111) reflections in NaCl. The explanation for this is that the K and Cl ions both have the argon electron shell structure and hence scatter x-rays almost equally. However, the Na and Cl ions have very different scattering strengths. The (111) reflection in NaCl corresponds to a one wavelength path difference between neighboring (111) planes. Measurement Results XRD Pattern for NaCl

XRD Pattern for KCl d - Spacing Formula d Distance between Parallel Lattice Planes with Miller Indices (hkl) Its not difficult to prove the following: Orthogonal Cubic Crystal Systems ( = = = 90) Crystal Systems (a = b = c)

2 2 2 1 h k l 2 2 2 2 d a b c

2 2 1 h k l 2 2 d a 2 A cubic crystal system is a special case of an orthogonal crystal system. Bragg Equation

Since Bragg's Law applies to all sets of crystal planes, the lattice structure can be found from the diffraction pattern, making use of general expressions for the spacing of the planes in terms of their Miller indices (hkl), along with the Bragg Law. For cubic structures: 2d sin n d a 2 2

2 h k l Note that the smaller the spacing, the higher the angle of diffraction, i.e. the spacing of peaks in the diffraction pattern is inversely proportional to the spacing of the planes in the lattice. The diffraction pattern will reflect the symmetry properties of the lattice. Some Results for d-2 For Some Non-Cubic Lattices Bragg Equation A simple example is the difference between the series of (n00) reflections for a simple cubic

and a body centred cubic lattice. For the simple cubic lattice, all values of n will give Bragg peaks. However, for the body centered cubic lattice the (100) planes are interleaved by an equivalent set at the halfway position. At the angle where Bragg's Law would give the (100) reflection the interleaved planes will give a reflection exactly out of phase with that from the primary planes, which will Exactly cancel the signal. So, in the BCC lattice, there is no signal from (n00) planes with odd values of n. This kind of argument leads to rules for identifying the lattice symmetry from "missing" reflections, which are often quite simple. Another (Equivalent) Treatment

of The Reciprocal Lattice From another internet source. Slightly different notation, sorry! Suppose we have a Bravias Lattice, with translational vector R, & a plane wave, eikr. Generally, for a given k, the plane wave will not have the periodicity of the Bravais lattice, R. However, for a given R, there will be a set of wave vectors, K, that will yield plane waves with the periodicity of the Bravais lattice. eiKr = eiK(r + R) = eiKr eiKR thus, eiKR = 1 or KR = 2n

The Reciprocal Lattice The Reciprocal lattice is a Bravais lattice. A brief proof: bi = 2(aj ak )/(ai aj ak) then bi aj = 2 ij. Furthermore, any vector, k, can be written as k = k1b1 + k2b2 + k3b3. For any vector in the direct lattice, R, k R = 2 (k1n1 + k2n2 + k2n2 ), so for eik R to be unity for all R, k R must be 2 times an integer n. So the coefficients ki must also be integers. Therefore, the set of Reciprocal Lattice Vectors, K are themselves a

Bravais lattice The Reciprocal Lattice: Some other comments. The reciprocal lattice of the reciprocal lattice? It is just the direct lattice! Brillouin Zone Brillouin Zones are primitive cells that arise in the theories of electronic levels Band Theory & Lattice Vibrations - Phonons. The first Brillouin Zone (BZ) is the WignerSeitz primitive cell of the reciprocal lattice.

Another (Equivalent) Treatment Von Laue Formulation of Crystal Diffraction From another internet source. Slightly different notation, sorry! Doesnt assume specular reflection. No sectioning by planes Rather, at each point on the Bravais lattice the incident ray is allowed to be scattered in all directions First, consider only two scatterers. k = kn k = kn d

The path difference is then d cos + d cos = d (n - n) k = 2n/ k = 2n/ The condition for constructive interference is, d (n - n) = m With an array of scatterers; one at each point of the Bravais lattice, The results on the last slide must hold for each d that is a Bravais lattice vector, so R(k - k) = 2m (m = integer) or

e iR(k - k) = 1!! Compare this to the definition for the reciprocal lattice! This is just The Laue Condition: Constructive interference will occur provided that the change in wave vector, K = k - k, is a vector in the reciprocal lattice. Ewald Construction The condition for constructive interference is that

K = k - k, is a vector of the reciprocal lattice. Doing this for all k & k generates the Reciprocal Lattice